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Kansas Statutes Chapter 39. Mentally Ill, Incapacitated and Dependent Persons; Social Welfare § 39-1446. Mandatory reporting by broker-dealer or investment advisor

Current as of January 01, 2025 | Updated by Findlaw Staff

If a qualified person reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted or is being attempted, the broker-dealer or investment adviser shall promptly report the matter to the protective agencies, which may further report the matter as permitted or required by law.

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Cite this article: FindLaw.com - Kansas Statutes Chapter 39. Mentally Ill, Incapacitated and Dependent Persons; Social Welfare § 39-1446. Mandatory reporting by broker-dealer or investment advisor - last updated January 01, 2025 | https://codes.findlaw.com/ks/chapter-39-mentally-ill-incapacitated-and-dependent-persons-social-welfare/ks-st-sect-39-1446/

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