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Washington Revised Code Title 21. Securities and Investments § 21.20.135. License as salesperson or broker-dealer prerequisite to suit for commission

Current as of January 01, 2025 | Updated by Findlaw Staff

No suit or action shall be brought for the collection of a commission for the sale of a security, as defined within this chapter without alleging and proving that the plaintiff was a duly licensed salesperson for an issuer or a broker-dealer, or exempt under the provisions of RCW 21.20.040, or a duly licensed broker-dealer in this state or another state at the time the alleged cause of action arose.

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Cite this article: FindLaw.com - Washington Revised Code Title 21. Securities and Investments § 21.20.135. License as salesperson or broker-dealer prerequisite to suit for commission - last updated January 01, 2025 | https://codes.findlaw.com/wa/title-21-securities-and-investments/wa-rev-code-21-20-135/

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