Utah Code Title 61. Securities Division--Real Estate Division § 61-1-204. Delaying disbursements or transactions

(a) suspects that the disbursement or transaction may result in the financial exploitation of an eligible adult;

(b) initiates an internal review of the disbursement or transaction and the suspected financial exploitation of an eligible adult;

(c) after initiating the internal review, reasonably believes that the disbursement or transaction may result in the financial exploitation of an eligible adult;

(d) within two business days after the day on which the disbursement or transaction is delayed, provides written notification of the delay and the reason for the delay to:

(e) continues the broker-dealer's or investment adviser's internal review of the suspected or attempted financial exploitation of the eligible adult, as necessary; and

(f) upon request, provides a timely report on the status and results of the internal review to the division or Adult Protective Services.

(a) the day on which the broker-dealer or investment adviser determines that the disbursement or transaction will not result in the financial exploitation of an eligible adult; or

(b) 15 business days after the day on which the broker-dealer or investment adviser initially delayed the disbursement or transaction.