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Current as of January 01, 2024 | Updated by FindLaw Staff
(a) The securities commissioner is entitled to obtain from the department criminal history record information maintained by the department that relates to a person who is:
(1) an applicant for a certificate of registration under The Securities Act (Title 12, Government Code);
(2) a holder of a certificate of registration under The Securities Act (Title 12, Government Code);
(3) an applicant for employment by the State Securities Board; or
(4) an employee of the State Securities Board.
(b) Criminal history record information obtained by the securities commissioner under this section may not be released by any person or agency except on court order or with the consent of the person who is the subject of the criminal history record information, unless the information is entered into evidence by the State Securities Board or a court at an administrative proceeding or a civil or criminal action under The Securities Act (Title 12, Government Code).
Cite this article: FindLaw.com - Texas Government Code - GOV'T § 411.139. Access to Criminal History Record Information: State Securities Board - last updated January 01, 2024 | https://codes.findlaw.com/tx/government-code/gov-t-sect-411-139/
FindLaw Codes may not reflect the most recent version of the law in your jurisdiction. Please verify the status of the code you are researching with the state legislature or via Westlaw before relying on it for your legal needs.
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