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Texas Government Code - GOV'T § 4007.107. Hearings on Certain Matters

Current as of January 01, 2024 | Updated by Findlaw Staff

(a) A person or company may request a hearing to dispute the commissioner's:

(1) failure or refusal to:

(A) register and issue a certificate of registration for a dealer or investment adviser under Section 4004.054;  or

(B) register and issue evidence of registration for an agent or investment adviser representative under Section 4004.104;

(2) issuance of an order under Section 4007.101, 4007.102, 4007.103, or 4007.104;  or

(3) taking of an action in any other particular matter for which no other procedure is specified by this title.

(b) A hearing under Subsection (a) must be held before the commissioner or a hearings officer as required by law.

(c) On complaint by a person aggrieved by the denial of a permit qualifying securities for sale under Subchapter A, Chapter 4003, or by the failure or refusal to register securities under Subchapter B or C, Chapter 4003, the board or a hearings officer, as required by law, shall conduct a hearing.

(d) A hearing under this section is subject to Chapter 2001.

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Cite this article: FindLaw.com - Texas Government Code - GOV'T § 4007.107. Hearings on Certain Matters - last updated January 01, 2024 | https://codes.findlaw.com/tx/government-code/gov-t-sect-4007-107/

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