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Texas Government Code - GOV'T § 4004.256. Effect of Expired Registration

Current as of January 01, 2024 | Updated by Findlaw Staff

A person who sells securities or who renders investment advising services after the person's registration has expired but before the registration is renewed is subject to the sanctions provided by this title for selling securities or rendering investment advice without being registered.

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Cite this article: FindLaw.com - Texas Government Code - GOV'T § 4004.256. Effect of Expired Registration - last updated January 01, 2024 | https://codes.findlaw.com/tx/government-code/gov-t-sect-4004-256/

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