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Current as of January 01, 2024 | Updated by Findlaw Staff
(a) The revocation of the registration of a dealer or an investment adviser under Section 4007.105 constitutes a revocation of the registration of any agent of the dealer or of any investment adviser representative of the investment adviser, as appropriate.
(b) The commissioner shall promptly send notice of the revocation of the registration of a dealer or of an investment adviser to each applicable agent or investment adviser representative.
(c) All evidences of registration that have been revoked shall be immediately surrendered to the commissioner on request.
Cite this article: FindLaw.com - Texas Government Code - GOV'T § 4004.202. Automatic Revocation of Registration of Agents and Investment Adviser Representatives After Revocation of Registration of Dealer or Investment Adviser - last updated January 01, 2024 | https://codes.findlaw.com/tx/government-code/gov-t-sect-4004-202/
FindLaw Codes may not reflect the most recent version of the law in your jurisdiction. Please verify the status of the code you are researching with the state legislature before relying on it for your legal needs.
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