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Texas Government Code - GOV'T § 4002.159. Record of Certain Filings and Orders

Current as of January 01, 2024 | Updated by Findlaw Staff

(a) The commissioner shall maintain a record of:

(1) the names and addresses of all registered dealers, registered agents, registered investment advisers, registered investment adviser representatives, and persons who have submitted a notice filing under this title;  and

(2) all orders of the commissioner denying, suspending, or revoking a registration.

(b) A record maintained under Subsection (a) must be open for public inspection.

(c) This section does not apply to information made confidential by Section 4002.161, 4007.052, or 4007.056 or other law.

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Cite this article: FindLaw.com - Texas Government Code - GOV'T § 4002.159. Record of Certain Filings and Orders - last updated January 01, 2024 | https://codes.findlaw.com/tx/government-code/gov-t-sect-4002-159/

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