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Texas Government Code - GOV'T § 1371.152. Exemptions

Current as of January 01, 2024 | Updated by Findlaw Staff

This subchapter does not apply to:

(1) an issuer who has more than $3 billion in outstanding obligations as of September 1, 2007, or to a nonprofit corporation investing funds on behalf of such an issuer;

(2) a person acting as a financial adviser with respect to an issuance of public securities by an issuer created under Chapter 8503, Special District Local Laws Code, delivered before January 1, 2010, under a contract that was in effect on September 1, 2007, and that has not been modified since that date;

(3) an employee of an issuer providing advice to the issuer or to another issuer;

(4) a state agency:

(A) created by Section 49-b, Article III, Texas Constitution;  or

(B) the head of which is an officer in the executive department under Section 1, Article IV, Texas Constitution;  or

(5) a corporation created under Chapter 505, Local Government Code, by a municipality located in a county bordering the Rio Grande River.

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Cite this article: FindLaw.com - Texas Government Code - GOV'T § 1371.152. Exemptions - last updated January 01, 2024 | https://codes.findlaw.com/tx/government-code/gov-t-sect-1371-152/

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