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Current as of January 01, 2024 | Updated by Findlaw Staff
(a)Initial financing statement form. A filing office that accepts written records may not refuse to accept a written initial financing statement in the following form and format except for a reason set forth in § 6A-9-516(b):
UCC FINANCING STATEMENT
FOLLOW INSTRUCTIONS
A. NAME & PHONE OF CONTACT AT FILER (optional)
__________________________________________________
B. E-MAIL CONTACT AT FILER (optional)
__________________________________________________
C. SEND ACKNOWLEDGMENT TO: (Name and Address)
__________________________________________________
__________________________________________________
__________________________________________________
THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY
1. DEBTOR'S NAME: Provide only one Debtor name (1a or 1b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor's name); if any part of the Individual Debtor's name will not fit in line 1b, leave all of item 1 blank, check here ( and provide the Individual Debtor information in item 10 of the Financing Statement Addendum (Form UCC1Ad)
1a. ORGANIZATION'S NAME _________________________________________________
or
1b. INDIVIDUAL'S SURNAME _________________________________________________
FIRST PERSONAL NAME _____________________________________________________
ADDITIONAL NAME(S)/INITIAL(S) ______________________________________________
SUFFIX __________
1c. MAILING ADDRESS _______________________________________________________
CITY _____________________ STATE _____ POSTAL CODE _______ COUNTRY ________
2. DEBTOR'S NAME: Provide only one Debtor name (2a or 2b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor's name); if any part of the Individual Debtor's name will not fit in line 2b, leave all of item 2 blank, check here ( ) and provide the Individual Debtor information in item 10 of the Financing Statement Addendum (Form UCC1Ad)
2a. ORGANIZATION'S NAME _________________________________________________
or
2b. INDIVIDUAL'S SURNAME _________________________________________________
FIRST PERSONAL NAME _________________________________________________
ADDITIONAL NAME(S)/INITIAL(S)
SUFFIX __________
2c. MAILING ADDRESS _______________________________________________________
CITY _____________________ STATE _____ POSTAL CODE _______ COUNTRY ________
3. SECURED PARTY'S NAME: (or NAME of ASSIGNEE of ASSIGNOR SECURED PARTY): Provide only one Secured Party name (3a or 3b)
3a. ORGANIZATION'S NAME _________________________________________________
or
3b. INDIVIDUAL'S SURNAME _________________________________________________
FIRST PERSONAL NAME __________
ADDITIONAL NAME(S)/INITIAL(S)
SUFFIX __________
3c. MAILING ADDRESS _____
CITY _____________________ STATE _____ POSTAL CODE _______ COUNTRY ________
4. COLLATERAL: The financing statement covers the following collateral:
___________________________________________________________________________
___________________________________________________________________________
___________________________________________________________________________
5. Check only if applicable and check only one box: Collateral is ( ) held in a Trust (see UCC1Ad, item 17 and Instructions) ( ) being administered by a Decedent's Personal Representative
6a. Check only if applicable and check only one box:
( ) Public-Finance Transaction ( ) Manufactured-Home Transaction ( ) A Debtor is a Transmitting Utility
6b. Check only if applicable and check only one box:
( ) Agricultural Lien ( ) Non-UCC Filing
7. ALTERNATIVE DESIGNATION (if applicable): ( ) Lessee/Lessor ( ) Consignee/Consignor ( ) Seller/Buyer ( ) Bailee/Bailor ( ) Licensee/Licensor
8. OPTIONAL FILER REFERENCE DATA:
_____________________________________________________________________________
UCC FINANCING STATEMENT (Form UCC1) (Rev. 04/20/11)
UCC FINANCING STATEMENT ADDENDUM
FOLLOW INSTRUCTIONS
9. NAME OF FIRST DEBTOR: Same as 1a or 1b on Financing Statement; if line 1b was left blank because Individual Debtor name did not fit, check here ( )
9a. ORGANIZATION'S NAME
or
9b. INDIVIDUAL'S SURNAME
FIRST PERSONAL NAME _______________________________________________________
ADDITIONAL NAME(S)/INITIAL(S) ______________________________________________
SUFFIX __________
THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY
10. DEBTOR'S NAME: Provide (10a or 10b) only one additional Debtor name or Debtor name that did not fit in line 1b or 2b of the Financing Statement (Form UCC1) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor's name) and enter the mailing address in line 10 c
10a. ORGANIZATION'S NAME
or
10b. INDIVIDUAL'S SURNAME ________________________________________________
INDIVIDUAL'S FIRST PERSONAL NAME
INDIVIDUAL'S ADDITIONAL NAME(S)/INITIAL(S)
SUFFIX __________
10c. MAILING ADDRESS __________________________________________________
CITY _____________________ STATE _____ POSTAL CODE _______ COUNTRY ________
11. ( ) ADDITIONAL SECURED PARTY'S NAME or ( ) ASSIGNOR SECURED PARTY'S NAME: Provide only one name (11a or 11b).
11a. ORGANIZATION'S NAME
or
11b. INDIVIDUAL'S SURNAME
FIRST PERSONAL NAME ________________________________________
ADDITIONAL NAME(S)/INITIAL(S) ________________________________
SUFFIX __________
11c. MAILING ADDRESS __________________________________________________
CITY _____________________ STATE _____ POSTAL CODE _______ COUNTRY ________
12. ADDITIONAL SPACE FOR ITEM 4 (Collateral):
___________________________________________________________________________
___________________________________________________________________________
___________________________________________________________________________
13. ( ) This FINANCING STATEMENT is to be filed [for record] (or recorded) in the REAL ESTATE RECORDS (if applicable).
14. ( ) This FINANCING STATEMENT: ( ) covers timber to be cut ( ) covers as-extracted collateral ( ) is filed as a fixture filing
15. Name and address of a RECORD OWNER of real estate described in item 16 (if Debtor does not have a record interest):
___________________________________________________________________________
___________________________________________________________________________
16. Description of real estate:
___________________________________________________________________________
___________________________________________________________________________
17. MISCELLANEOUS:
___________________________________________________________________________
___________________________________________________________________________
UCC FINANCING STATEMENT ADDENDUM (Form UCC1Ad) (Rev. 04/20/11)
(b)Amendment form. A filing office that accepts written records may not refuse to accept a written record in the following form and format except for a reason set forth in § 6A-9-516(b):
UCC FINANCING STATEMENT AMENDMENT
FOLLOW INSTRUCTIONS
A. NAME & PHONE OF CONTACT AT FILER (optional)
__________________________________________________
B. E-MAIL CONTACT AT FILER (optional)
__________________________________________________
C. SEND ACKNOWLEDGMENT TO: (Name and Address)
__________________________________________________
__________________________________________________
__________________________________________________
THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY
1a. INITIAL FINANCING STATEMENT FILE NUMBER
1b. ( ) This FINANCING STATEMENT AMENDMENT is to be filed [for record] (or recorded) in the REAL ESTATE RECORDS.
Filer: attach Amendment Addendum (Form UCC3Ad) and provide Debtor's name in item 13.
2. ( ) TERMINATION: Effectiveness of the Financing Statement identified above is terminated with respect to the security interest(s) of Secured Party authorizing this Termination Statement.
3. ( ) ASSIGNMENT (full or partial): Provide name of Assignee in item 7a or 7b, and address of Assignee in item 7c and name of Assignor in item 9. For partial assignment, complete items 7 and 9 and also indicate affected collateral in item 8.
4. ( ) CONTINUATION: Effectiveness of the Financing Statement identified above with respect to security interest(s) of Secured Party authorizing this Continuation Statement is continued for the additional period provided by applicable law.
5. ( ) PARTY INFORMATION CHANGE:
Check one of these two boxes:
This Change affects ( ) Debtor or ( ) Secured Party of record.
AND check one of these three boxes to:
( ) CHANGE name and/or address: Complete item 6a or 6b; and item 7a or 7b and item 7c.
( ) ADD name: Complete item 7a or 7b, and item 7c.
( ) DELETE name: Give record name to be deleted in item 6a or 6b.
6. CURRENT RECORD INFORMATION: Complete for Party Information Change -- provide only one name (6a or 6b)
6a. ORGANIZATION'S NAME _____________________________________________
or
6b. INDIVIDUAL'S SURNAME __________________________________________
FIRST PERSONAL NAME ________________________________________________
ADDITIONAL NAME(S)/INITIAL(S) ______________________________________
SUFFIX __________
7. CHANGED OR ADDED INFORMATION: Complete for Assignment or Party Information Change -- provide only one name (7a or 7b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor's name)
7a. ORGANIZATION'S NAME _____________________________________________
or
7b. INDIVIDUAL'S SURNAME ____________________________________________
INDIVIDUAL'S FIRST PERSONAL NAME __________________________________
INDIVIDUAL'S ADDITIONAL NAME(S)/INITIAL(S) _________________________
SUFFIX __________
7c. MAILING ADDRESS __________________________________________________
CITY _____________________ STATE _____ POSTAL CODE _______ COUNTRY ________
8. ( ) COLLATERAL CHANGE: Also check one of these four boxes:
( ) ADD collateral ( ) DELETE collateral ( ) RESTATE covered collateral ( ) ASSIGN collateral.
Indicate collateral:
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
9. NAME OF SECURED PARTY OF RECORD AUTHORIZING THIS AMENDMENT: Provide only one name (9a or 9b) (name of Assignor, if this is an Assignment). If this is an Amendment authorized by a DEBTOR, check here ( and provide name of authorizing DEBTOR.
9a. ORGANIZATION'S NAME
or
9b. INDIVIDUAL'S SURNAME
FIRST PERSONAL NAME _______________________________________________________
ADDITIONAL NAME(S)/INITIAL(S) ______________________________________________
SUFFIX __________
10. OPTIONAL FILER REFERENCE DATA:
______________________________________________________________________________
UCC FINANCING STATEMENT AMENDMENT (Form UCC3) (Rev. 04/20/11)
UCC FINANCING STATEMENT AMENDMENT ADDENDUM
FOLLOW INSTRUCTIONS
11. INITIAL FINANCING STATEMENT FILE NUMBER: Same as item 1a on Amendment form ______________________________
12. NAME OF PARTY AUTHORIZING THIS AMENDMENT: Same as item 9 on Amendment Form
12a. ORGANIZATION'S NAME _________________________________________________
or
12b. INDIVIDUAL'S SURNAME
FIRST PERSONAL NAME _______________________________________________________
ADDITIONAL NAME(S)/INITIAL(S) ______________________________________________
SUFFIX __________
THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY
13. Name of DEBTOR on related financing statement (Name of a current Debtor of record required for indexing purposes only in some filing offices -- see Instruction item 13): Provide only one Debtor name (13a or 13b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor's name); see Instructions if name does not fit.
13a. ORGANIZATION'S NAME _________________________________________________
or
13b. INDIVIDUAL'S SURNAME
FIRST PERSONAL NAME _______________________________________________________
ADDITIONAL NAME(S)/INITIAL(S) ______________________________________________
SUFFIX __________
14. ADDITIONAL SPACE FOR ITEM 8 (Collateral):
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
15. This FINANCING STATEMENT AMENDMENT:
( ) covers timber to be cut ( ) covers as-extracted collateral ( ) is filed as a fixture filing
16. Name and address of a RECORD OWNER of real estate described in item 17 (if Debtor does not have a record interest):
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
17. Description of real estate:
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
______________________________________________________________________________
18. MISCELLANEOUS:
______________________________________________________________________________
______________________________________________________________________________
UCC FINANCING STATEMENT AMENDMENT ADDENDUM
(Form UCC 3Ad) (Rev. 04/20/11)
Cite this article: FindLaw.com - Rhode Island General Laws Title 6A. Uniform Commercial Code § 6A-9-521. Uniform form of written financing statement and amendment - last updated January 01, 2024 | https://codes.findlaw.com/ri/title-6a-uniform-commercial-code/ri-gen-laws-sect-6a-9-521/
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