Current as of January 01, 2020 | Updated by FindLaw Staff
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1. A broker-dealer, sales representative, investment adviser or representative of an investment adviser shall not violate the fiduciary duty toward a client imposed by NRS 628A.020.
2. The Administrator may by regulation:
(a) Define or exclude an act, practice or course of business of a broker-dealer, sales representative, investment adviser or representative of an investment adviser as a violation of the fiduciary duty toward a client imposed by NRS 628A.020; and
(b) Prescribe means reasonably designed to prevent broker-dealers, sales representatives, investment advisers and representatives of investment advisers from engaging in acts, practices and courses of business defined as a violation of such fiduciary duty.
Cite this article: FindLaw.com - Nevada Revised Statutes Title 7. Business Associations; Securities; Commodities § 90.575. Fiduciary duty of broker-dealers, sales representatives, investment advisers and representatives of investment advisers; regulations - last updated January 01, 2020 | https://codes.findlaw.com/nv/title-7-business-associations-securities-commodities/nv-rev-st-90-575/
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