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Current as of January 01, 2021 | Updated by FindLaw Staff
“Self-regulatory organization” means a national securities exchange registered under section 6 of the Securities Exchange Act of 1934, 1 a national association of brokers and dealers registered under section 15A of the Securities Exchange Act of 1934, 2 a clearing agency registered under section 17A of the Securities Exchange Act of 1934, 3 the Municipal Securities Rulemaking Board established under section 15B(b)(1) of the Securities Exchange Act of 1934 4 or section 21 of the Commodity Exchange Act. 5
Cite this article: FindLaw.com - Nevada Revised Statutes Title 7. Business Associations; Securities; Commodities § 90.300. “Self-regulatory organization” defined - last updated January 01, 2021 | https://codes.findlaw.com/nv/title-7-business-associations-securities-commodities/nv-rev-st-90-300/
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