A person acting as authenticating trustee, transfer agent, registrar, or other agent
for an issuer in the registration of a transfer of its securities, in the issue of
new security certificates or uncertificated securities, or in the cancellation of
surrendered security certificates has the same obligation to the holder or owner of
a certificated or uncertificated security with regard to the particular functions
performed as the issuer has in regard to those functions.
FindLaw Codes may not reflect the most recent version of the law in your jurisdiction. Please verify the status of the code you are researching with the state legislature or via Westlaw before relying on it for your legal needs.
Was this helpful?
Welcome to FindLaw's Cases & Codes
A free source of state and federal court opinions, state laws, and the United States Code. For more information about the legal concepts addressed by these cases and statutes, visit FindLaw's Learn About the Law.