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Mississippi Code Title 75. Regulation of Trade, Commerce and Investments § 75-71-410

Current as of January 01, 2025 | Updated by Findlaw Staff

(a)Fee established by administrator. The administrator shall establish fees by rule pursuant to the Mississippi Administrative Procedures Law for:

(1) An initial filing of an application as a broker-dealer and renewal of an application by a broker-dealer for registration;

(2) An application for registration as an agent and renewal of registration as an agent;

(3) An application for registration as an investment adviser and renewal of registration as an investment adviser.

(4) An application for registration as an investment adviser representative, a renewal of registration as an investment adviser representative, and a change of registration as an investment adviser representative; and

(5) An initial fee and annual notice fee for a federal covered investment adviser required to file a notice under Section 75-71-405.

(b)Payment. A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as a rule or order provides under this chapter.

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Cite this article: FindLaw.com - Mississippi Code Title 75. Regulation of Trade, Commerce and Investments § 75-71-410 - last updated January 01, 2025 | https://codes.findlaw.com/ms/title-75-regulation-of-trade-commerce-and-investments/ms-code-sect-75-71-410/

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