Kentucky Revised Statutes Title XXV. Business and Financial Institutions § 292.530.Purpose of chapter

(a) Protect investors by preventing investment fraud and related illegal conduct or, if this fraud or illegal conduct has already occurred, remedying, where possible, the harm done to investors through active implementation and application of this chapter's enforcement powers;

(b) Educate the investing public as to the best methods for making informed investment choices; and

(c) Assist companies in their legitimate attempts to raise capital and transact in securities in Kentucky.