Learn About The Law
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
Current as of January 01, 2025 | Updated by Findlaw Staff
(1) The fee for initial or renewal registration shall be, for:
(a) A broker-dealer, one hundred twenty dollars ($120);
(b) An investment adviser, one hundred dollars ($100);
(c) An agent, fifty dollars ($50);
(d) An investment adviser representative, fifty dollars ($50); and
(e) The transfer of an agent or investment adviser representative, fifty dollars ($50).
(2) The fee for initial or renewal notice filings shall be one hundred dollars ($100) for a covered adviser.
(3) The fees required by subsections (1) and (2) of this section shall not be refundable.
Cite this article: FindLaw.com - Kentucky Revised Statutes Title XXV. Business and Financial Institutions § 292.335.Fees for initial or renewal registration or notice filing - last updated January 01, 2025 | https://codes.findlaw.com/ky/title-xxv-business-and-financial-institutions/ky-rev-st-sect-292-335/
FindLaw Codes may not reflect the most recent version of the law in your jurisdiction. Please verify the status of the code you are researching with the state legislature before relying on it for your legal needs.
A free source of state and federal court opinions, state laws, and the United States Code. For more information about the legal concepts addressed by these cases and statutes, visit FindLaw’s Learn About the Law.
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
Search our directory by legal issue
Enter information in one or both fields (Required)