Kentucky Revised Statutes Title XXV. Business and Financial Institutions § 286.11-057.Penalties

(1) A person that intentionally or knowingly makes a false statement, misrepresentation, or false certification in a record filed or required to be maintained under this subtitle or that intentionally or knowingly makes a false entry or omits a material entry in such a record is guilty of a Class D felony.

(2) A person that intentionally or knowingly engages in any activity for which a license is required under this subtitle without being licensed under this subtitle is guilty of a Class C felony.