Kentucky Revised Statutes Title XL. Crimes and Punishments § 434.330.Broker not to pledge or dispose of customer's securities without customer's consent

Any broker who has in his possession any money, stocks, bonds, securities, or other things of value belonging to a customer, without having any lien on them or any special property in them, and pledges them or disposes of them without the customer's consent, shall be guilty of a Class D felony.