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Kansas Statutes Chapter 17. Corporations § 17-12a410. Filing fees

Current as of January 01, 2025 | Updated by Findlaw Staff

(a)Filing fees.The administrator shall establish fees by rules and regulations, subject to the following limitations:

(1)Broker-dealers.A person shall pay a fee of not more than $300 when initially filing an application for registration as a broker-dealer and filing a renewal of registration as a broker-dealer. If the filing results in a denial or withdrawal, the administrator shall retain the fee.

(2)Agents.The fee for an individual is not more than $100 when filing an application for registration as an agent, when filing a renewal of registration as an agent, and when filing for a change of registration as an agent. If the filing results in a denial or withdrawal, the administrator shall retain the fee.

(3)Investment advisers.A person shall pay a fee of not more than $300 when filing an application for registration as an investment adviser and when filing a renewal of registration as an investment adviser. If the filing results in a denial or withdrawal, the administrator shall retain the fee.

(4)Investment adviser representatives.The fee for an individual is not more than $100 when filing an application for registration as an investment adviser representative, when filing a renewal of registration as an investment adviser representative, and when filing a change of registration as an investment adviser representative. If the filing results in a denial or withdrawal, the administrator shall retain the fee.

(5)Federal covered investment advisers.A federal covered investment adviser required to file a notice under K.S.A. 17-12a405, and amendments thereto, shall pay an initial fee and an annual notice fee of not more than $300.

(b)Payment.A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as a rule or order provides under this act.

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Cite this article: FindLaw.com - Kansas Statutes Chapter 17. Corporations § 17-12a410. Filing fees - last updated January 01, 2025 | https://codes.findlaw.com/ks/chapter-17-corporations/ks-st-sect-17-12a410/

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