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Current as of January 02, 2024 | Updated by Findlaw Staff
Sec. 9. (a) A broker-dealer or investment adviser may provide to protective agencies or law enforcement access to or copies of records that are relevant to the suspected financial exploitation of a financially vulnerable adult. The records may include records relating to:
(1) disbursement of any funds from an account of the financially vulnerable adult; and
(2) disbursements of funds that comprise the suspected financial exploitation of a financially vulnerable adult.
(b) All records made available to the protective agencies under this section are confidential under IC 5-14-3.
Cite this article: FindLaw.com - Indiana Code Title 23. Business and Other Associations § 23-19-4.1-9 - last updated January 02, 2024 | https://codes.findlaw.com/in/title-23-business-and-other-associations/in-code-sect-23-19-4-1-9/
FindLaw Codes may not reflect the most recent version of the law in your jurisdiction. Please verify the status of the code you are researching with the state legislature before relying on it for your legal needs.
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