Illinois Statutes Chapter 815. Business Transactions § 5/2.12b. Investment adviser representative

§ 2.12b. Investment adviser representative. “Investment adviser representative” means, with respect to an investment adviser who is required to register under this Act, any partner, officer, director of (or a person occupying a similar status or performing similar functions), or other natural person employed by or associated with an investment adviser, except clerical or ministerial personnel, who in this State:

With respect to a federal covered investment adviser, “investment adviser representative” means any person who is an investment adviser representative with a place of business in this State as such terms are defined by the Securities and Exchange Commission under Section 203A of the Federal 1940 Investment Advisers Act. 1