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Connecticut General Statutes Title 33. Corporations § 33-1334. Registered public accounting firm prohibited from violating Section 10a(g) of Securities Exchange Act of 1934. Penalties

Current as of January 01, 2025 | Updated by Findlaw Staff

(a) It shall be unlawful for a registered public accounting firm to violate the provisions of Section 10a(g) of the Securities Exchange Act of 1934. 1

(b) Any registered public accounting firm that violates subsection (a) of this section shall be subject to the penalties that the State Board of Accountancy may impose under subsection (a) of section 20-281a for conduct described in subdivision (10) of subsection (a) of section 20-281a.

1 15 U.S.C.A. § 78j-1.
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Cite this article: FindLaw.com - Connecticut General Statutes Title 33. Corporations § 33-1334. Registered public accounting firm prohibited from violating Section 10a(g) of Securities Exchange Act of 1934. Penalties - last updated January 01, 2025 | https://codes.findlaw.com/ct/title-33-corporations/ct-gen-st-sect-33-1334/

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