Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.42.2 Compliance with Bank Secrecy Act

Every futures commission merchant and introducing broker shall comply with the applicable provisions of the Bank Secrecy Act and the regulations promulgated by the Department of the Treasury under that Act at 31 CFR Part 103chapter X, and with the requirements of 31 U.S.C. 5318(l) and the implementing regulation jointly promulgated by the Commission and the Department of the Treasury at 31 CFR 103.1231026.220, which require that a customer identification program be adopted as part of the firm's Bank Secrecy Act compliance program.