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Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.38.706 Denial of charges and right to hearing

Current as of January 02, 2025 | Updated by Findlaw Staff

In every instance where a respondent has requested a hearing on a charge that is denied, or on a sanction set by the disciplinary panel, the respondent must be given an opportunity for a hearing in accordance with the requirements of § 38.707 of this part.

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Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.38.706 Denial of charges and right to hearing - last updated January 02, 2025 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-38-706/

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