Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.301.300c Form 300–C, for report of all fails to receive

This form shall be filed as required by § 300.303 of this chapter with the trustee in a proceeding under section 5 of the Act by a broker-dealer who executed transactions out of which arose open contractual commitments, as defined by § 300.300(c) of this chapter, with the debtor in the proceeding. The form shall be used to report all the fails to receive, as defined by § 300.300(a) of this chapter, that were open on the filing date, as well as any subsequent closeouts. This form shall accompany the form described in § 300.300a.

Editorial Note:  FORM 300–C REVISED AT 47 FR 33590, AUG. 3, 1982.