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Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.300.201 Accounts introduced by same or different broker or dealer

Current as of January 02, 2025 | Updated by Findlaw Staff

All accounts of a person which are introduced by the same broker or dealer shall be combined and protected as the single account of a separate customer, unless such accounts are maintained in different capacities as specified in §§ 300.100 through 300.105;  accounts introduced by different brokers or dealers shall be protected separately.

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Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.300.201 Accounts introduced by same or different broker or dealer - last updated January 02, 2025 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-300-201/

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