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Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.275.222–2 Definition of “client” for purposes of the national de minimis standard

Current as of October 02, 2022 | Updated by FindLaw Staff

For purposes of section 222(d)(2) of the Act (15 U.S.C. 80b–18a(d)(2)), an investment adviser may rely upon the definition of “client” provided by § 275.202(a)(30)–1, without giving regard to paragraph (b)(4) of that section.

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Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.275.222–2 Definition of “client” for purposes of the national de minimis standard - last updated October 02, 2022 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-275-222-2/

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