Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.274.5 Form N–5, for registration statement of small business investment company under the Securities Act of 1933 and the Investment Company Act of 1940

This form shall be used for the registration statement under both sections 6 and 7 of the Securities Act of 1933 (15 U.S.C. 77f, 77g) and section 8(b) of the Investment Company Act of 1940 (15 U.S.C. 80a–8(b)), by a small business investment company which is licensed as such under the Small Business Investment Act of 1958 or which has received preliminary approval of the Small Business Administration and has been notified by that Administration that it may submit a license application.

Editorial Note:  Form N–5 revised at 47 FR 40055, Sept. 10, 1982;  49 FR 29368, July 20, 1984;  49 FR 40572, Oct. 17, 1984;  58 FR 14862, March 18, 1993;  58 FR 17327, April 2, 1993;  64 FR 27897, May 21, 1999;  64 FR 46837, Aug. 27, 1999;  83 FR 50232, Oct. 4, 2018;  84 FR 12733, April 2, 2019;  84 FR 39969, Aug. 13, 2019;  86 FR 3603, Jan. 14, 2021.