Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.270.13a–1 Exemption for change of status by temporarily diversified company

(a) Such company was a nondiversified company at the time of its registration pursuant to section 8(a)(54 Stat. 803;  15 U.S.C. 80a–8), or thereafter legally became a nondiversified company.

(b) After its registration and within 3 years prior to such change, such company became a diversified company.

(c) At the time such company became a diversified company, its registration statement filed pursuant to section 8(b)(54 Stat. 803;  15 U.S.C. 80a–8), as supplemented and modified by any amendments and reports theretofore filed, did not stated that the registrant proposed to become a diversified company.