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Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.260.3(4)–2 Definition of “distribution” in section 303(4) for certain transactions

Current as of January 02, 2025 | Updated by Findlaw Staff

A person, the chief part of the business of which consists in the purchase of the securities of any one issuer and/or its affiliate and in the sale of its own securities to furnish the proceeds with which to acquire the securities of such issuer and/or affiliate, is to be regarded as engaged in the distribution of the securities of such issuer and/or affiliate within the meaning of section 303(4).

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Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.260.3(4)–2 Definition of “distribution” in section 303(4) for certain transactions - last updated January 02, 2025 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-260-3-4-2/

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