Current as of October 03, 2022 | Updated by FindLaw Staff
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Appropriate parts of Form X–17A–5, as applicable, shall be used by brokers, dealers, security-based swap dealers, and major security-based swap participants required to file reports under §§ 240.17a–5, 240.17a–10, 240.17a–11, 240.17a–12, and 240.18a–7 of this chapter, as applicable.
Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.249.617 Form X–17A–5, information required of certain brokers, dealers, security-based swap dealers, and major security-based swap participants pursuant to sections 15F and 17 of the Securities Exchange Act of 1934 and §§ 240.17a–5, 240.17a–10, 240.17a–11, 240.17a–12, and 240.18a–79 of this chapter, as applicable - last updated October 03, 2022 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-249-617/
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