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Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.249.501b Form BD–N for notice registration as a broker-dealer

Current as of January 02, 2025 | Updated by Findlaw Staff

This form shall be used for notice of registration as a broker-dealer pursuant to Section 15(b)(11)(A) of the Act (15 U.S.C. 78o(b)(11)(A)) for the limited purpose of trading security futures products, or to amend such notice.

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Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.249.501b Form BD–N for notice registration as a broker-dealer - last updated January 02, 2025 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-249-501b/

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