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Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.249.1001 Form SIP, for application for registration as a securities information processor or to amend such an application or registration

Current as of January 02, 2025 | Updated by Findlaw Staff

This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k–1(b)) and § 242.609 of this chapter, or to amend such an application or registration.

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Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.249.1001 Form SIP, for application for registration as a securities information processor or to amend such an application or registration - last updated January 02, 2025 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-249-1001/

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