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Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.240.16a–13 Change in form of beneficial ownership

Current as of January 02, 2025 | Updated by Findlaw Staff

A transaction, other than the exercise or conversion of a derivative security or deposit into or withdrawal from a voting trust, that effects only a change in the form of beneficial ownership without changing a person's pecuniary interest in the subject equity securities shall be exempt from section 16 of the Act.

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Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.240.16a–13 Change in form of beneficial ownership - last updated January 02, 2025 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-240-16a-13/

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