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Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.240.13p–1 Requirement of report regarding disclosure of registrant's supply chain information regarding conflict minerals

Current as of January 02, 2025 | Updated by Findlaw Staff

<National Ass'n of Manufacturers v. S.E.C., 800 F.3d 518, 2015 WL 5089667 (D.C.Cir. Aug 18, 2015), held that 15 USCA § 78m(p)(1)(A)(ii) & (E) as well as these rules added by 77 FR 56362 to 56364, violate the First Amendment “to the extent the statute and rule require regulated entities to report to the Commission and to state on their website that any of their products have “not been found to be ‘DRC conflict free.’ “>

Every registrant that files reports with the Commission under Sections 13(a) (15 U.S.C. 78m(a)) or 15(d) (15 U.S.C. 78o(d)) of the Exchange Act, having conflict minerals that are necessary to the functionality or production of a product manufactured or contracted by that registrant to be manufactured, shall file a report on Form SD within the period specified in that Form disclosing the information required by the applicable items of Form SD as specified in that Form (17 CFR 249b.400).

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Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.240.13p–1 Requirement of report regarding disclosure of registrant's supply chain information regarding conflict minerals - last updated January 02, 2025 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-240-13p-1/

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