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Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.240.12h–5 Exemption for subsidiary issuers of guaranteed securities and subsidiary guarantors

Current as of January 02, 2025 | Updated by Findlaw Staff

Any issuer of a guaranteed security, or guarantor of a security, that is permitted to omit financial statements by § 210.3–10 (Rule 3–10 of Regulation S–X) of this chapter is exempt from the requirements of 15 U.S.C. 78m(a) (Section 13(a) of the Act) or 78o(d) (Section 15(d) of the Act).

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Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.240.12h–5 Exemption for subsidiary issuers of guaranteed securities and subsidiary guarantors - last updated January 02, 2025 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-240-12h-5/

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