Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.240.12b–3 Title of securities

(a) In the case of shares, the par or stated value, if any;  the rate of dividends, if fixed, and whether cumulative or noncumulative;  a brief indication of the preference, if any;  and if convertible, a statement to that effect.

(b) In the case of funded debt, the rate of interest;  the date of maturity, or if the issue matures serially, a brief indication of the serial maturities, such as “maturing serially from 1950 to 1960”;  if the payment of principal or interest is contingent, an appropriate indication of such contingency;  a brief indication of the priority of the issue;  and if convertible, a statement to that effect.

(c) In the case of any other kind of security, appropriate information of comparable character.