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Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.239.200 Form 1–E, notification under Regulation E

Current as of January 02, 2025 | Updated by Findlaw Staff

This form shall be used for notification pursuant to Rule 604 (§ 230.604 of this chapter) of Regulation E (§§ 230.601–230.610a of this chapter) by a small business investment company or business development company described in Rule 602 (§ 230.602 of this chapter).

(Authority:  Secs. 3(b) and 3(c), Securities Act of 1933 (15 U.S.C. 77c(b) and (c);  sec. 38, Investment Company Act of 1940 (15 U.S.C. 80a–37))

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Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.239.200 Form 1–E, notification under Regulation E - last updated January 02, 2025 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-239-200/

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