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Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.230.150 Definition of “commission or other remuneration” in section 3(a)(9), for certain transactions

Current as of January 02, 2025 | Updated by Findlaw Staff

The term commission or other remuneration in section 3(a)(9) of the Act shall not include payments made by the issuer, directly or indirectly, to its security holders in connection with an exchange of securities for outstanding securities, when such payments are part of the terms of the offer of exchange.

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Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.230.150 Definition of “commission or other remuneration” in section 3(a)(9), for certain transactions - last updated January 02, 2025 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-230-150/

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