Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.170.6 Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act)

A futures association must provide a fair and orderly procedure with respect to disciplinary actions brought against association members or persons associated with members. These rules governing such disciplinary actions shall contain, at a minimum, the procedural safeguards contained in section 17(b)(9) of the Act. In addition, an association, in disciplining its members should demonstrate that it will:

(Approved by the Office of Management and Budget under control number 3038–0022)