Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.165.5 Requirements for consideration of an award

(1) Provide a voluntary submission to the Commission;

(2) That contains original information;  and

(3) That leads to the successful resolution of a covered judicial or administrative action or successful enforcement of a Related Action or both;  and

(1) Have voluntarily provided the Commission original information in the form and manner that the Commission requires in § 165.3;

(2) Have submitted a claim in response to a Notice of Covered Action or a final judgment in a Related Action or both;

(3) Provide the Commission, upon its staff's request, certain additional information, including:

(4) If requested by the Whistleblower Office, enter into a confidentiality agreement in a form acceptable to the Whistleblower Office, including a provision that a violation of the confidentiality agreement may lead to the whistleblower's ineligibility to receive an award.