Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.12.404 The record of proceedings

The record of proceedings on appeal before the Commission shall include:  The pleadings;  motions and requests filed, and rulings thereon;  the transcript of the testimony taken at an oral hearing, together with the exhibits filed therein;  the transcript of testimony taken during an oral examination by telephone;  any statements or stipulations filed in any proceeding;  any documents or papers filed in connection with prehearing conferences;  such proposed findings of fact, conclusions, and orders and briefs as may have been permitted to be filed in connection with an oral hearing;  such statements of objections, and briefs in support thereof, as may have been filed in the proceedings;  and the initial (or final) decision, or other order disposing of issues in the proceeding.