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Current as of January 02, 2025 | Updated by Findlaw Staff
The Judgment Officer shall be responsible for the fair and orderly conduct of the proceeding and shall have the authority:
(a) To rule upon discovery-related motions, and to take such action pursuant to § 12.35 as is appropriate if a party fails to comply with a discovery order;
(b) To issue orders for the production of documents and tangible things and orders for written testimony, as provided in § 12.34;
(d) To issue orders of default for good cause shown against any party who fails to participate in the proceeding, or to comply with any provisions of these rules;
(e) To receive submissions of proof;
(f) Make the final decision in accordance with § 12.106 of these rules; and
(g) Issue such orders as are necessary and appropriate to effectuate the orderly conduct of the proceeding.
Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.12.101 Functions and responsibilities of the Judgment Officer - last updated January 02, 2025 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-12-101/
FindLaw Codes may not reflect the most recent version of the law in your jurisdiction. Please verify the status of the code you are researching with the state legislature before relying on it for your legal needs.
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