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Current as of October 02, 2022 | Updated by FindLaw Staff
In any proceeding the Administrative Law Judge may direct that one or more conferences be held for the purpose of:
(a) Clarifying issues;
(b) Examining the possibility of obtaining stipulations, admissions of fact and of authenticity or contents of documents;
(c) Determining matters of which official notice may be taken;
(d) Discussing amendments to pleadings;
(e) Limiting the number of witnesses;
(f) Considering objections to the introduction of documentary evidence and the testimony of witnesses identified in prehearing materials filed or otherwise furnished by the parties pursuant to § 10.42;
(g) Discussing adoption of shortened procedures pursuant to § 10.92;
(h) Promoting a fair and expeditious hearing.
At or following the conclusion of a prehearing conference, the Administrative Law Judge shall serve a prehearing memorandum containing agreements reached and any procedural determinations made by him, unless the conference shall have been recorded and transcribed in written form and a copy of the transcript has been made available to each party.
Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.10.41 Prehearing conferences; procedural matters - last updated October 02, 2022 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-10-41/
FindLaw Codes may not reflect the most recent version of the law in your jurisdiction. Please verify the status of the code you are researching with the state legislature or via Westlaw before relying on it for your legal needs.
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