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California Code, Financial Code - FIN § 1204

Current as of January 01, 2025 | Updated by Findlaw Staff

The commissioner shall charge and collect fees for applications filed under this chapter as fixed in this section.

(a) The fee for a negotiating permit shall be fifty dollars ($50).

(b) The fee for a permit to exchange a security or to make any change in the rights, preferences, privileges, or restrictions of or on outstanding securities shall be fifty dollars ($50).

(c) The fee for any permit to sell securities other than as specified in subdivision (b) shall be one hundred dollars ($100) plus one-tenth of one percent (0.1%) of the aggregate value of the securities sought to be sold, up to a maximum aggregate fee of one thousand seven hundred fifty dollars ($1,750).

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Cite this article: FindLaw.com - California Code, Financial Code - FIN § 1204 - last updated January 01, 2025 | https://codes.findlaw.com/ca/financial-code/fin-sect-1204/

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