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Alaska Statutes Title 45. Trade and Commerce § 45.56.410. Fees

Current as of January 01, 2025 | Updated by Findlaw Staff

(a) The administrator shall establish fees by regulation for

(1) an initial filing of an application as a broker-dealer and renewal of an application by a broker-dealer for registration;

(2) an application for registration as an agent and renewal of registration as an agent;

(3) an application for registration as an investment adviser and renewal of registration as an investment adviser;

(4) an application for registration as an investment adviser representative, a renewal of registration as an investment adviser representative, and a change of registration as an investment adviser representative; and

(5) an initial fee and annual notice fee for a federal covered investment adviser required to file a notice under AS 45.56.360.

(b) A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as provided by a regulation adopted or order issued under this chapter.

(c) The administrator may establish other fees by regulation as necessary to administer this chapter.

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Cite this article: FindLaw.com - Alaska Statutes Title 45. Trade and Commerce § 45.56.410. Fees - last updated January 01, 2025 | https://codes.findlaw.com/ak/title-45-trade-and-commerce/ak-st-sect-45-56-410/

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