Nevada Revised Statutes Title 7. Business Associations; Securities; Commodities § 90.590. Prohibited transactions by investment advisers and representatives of investment advisers
Current as of January 01, 2021 | Updated by FindLaw Staff
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It is unlawful for an investment adviser, representative of an investment adviser or other person who represents an investment adviser in performing an act that requires licensing as an investment adviser under this chapter, directly or indirectly, to:
1. Employ a device, scheme or artifice to defraud a client; or
2. Engage in an act, practice or course of business that operates or would operate as a fraud or deceit upon a client.
Cite this article: FindLaw.com - Nevada Revised Statutes Title 7. Business Associations; Securities; Commodities § 90.590. Prohibited transactions by investment advisers and representatives of investment advisers - last updated January 01, 2021 | https://codes.findlaw.com/nv/title-7-business-associations-securities-commodities/nv-rev-st-90-590.html
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