North Carolina General Statutes Chapter 78C. Investment Advisers
Current as of January 01, 2023 | Updated by FindLaw Staff
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- Article 1. Title and Definitions
- Article 2. Fraudulent and Prohibited Practices
- Article 3. Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives
- Article 4. Administration and Review
- Article 5. Civil Liabilities and Criminal Penalties
- Article 6. Miscellaneous Provisions
- Article 9. Uniform Athlete Agents Act (2000)
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