North Carolina General Statutes Chapter 78C. Investment Advisers

This is FindLaw's hosted version of North Carolina General Statutes Chapter 78C. Investment Advisers. Use this page to navigate to all sections within Chapter 78C. Investment Advisers. Expand sections by using the arrow icons.

  • Article 1. Title and Definitions
  • Article 2. Fraudulent and Prohibited Practices
  • Article 3. Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives
  • Article 4. Administration and Review
  • Article 5. Civil Liabilities and Criminal Penalties
  • Article 6. Miscellaneous Provisions
  • Article 9. Uniform Athlete Agents Act

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