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(a) A temporary license shall not be deemed to be a registration or to confer any right to such registration.
(b) Unless a temporary license has terminated pursuant to § 3.42, a temporary license shall become a registration with the Commission upon the earlier of:
(1) A determination by the National Futures Association that the applicant is qualified for registration as an associated person, floor broker or floor trader; or
(2) The expiration of six months from the date of issuance unless a notice has been issued under § 3.60 of the initiation of a proceeding to deny registration under section 8a(2) or 8a(3) of the Act.
Cite this article: FindLaw.com - Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.3.43 Relationship to registration - last updated October 03, 2022 | https://codes.findlaw.com/cfr/title-17-commodity-and-securities-exchanges/cfr-sect-17-3-43.html
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