Current as of April 21, 2021 | Updated by FindLaw Staff
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(a) The administrator shall establish fees by regulation for
(1) an initial filing of an application as a broker-dealer and renewal of an application by a broker-dealer for registration;
(2) an application for registration as an agent and renewal of registration as an agent;
(3) an application for registration as an investment adviser and renewal of registration as an investment adviser;
(4) an application for registration as an investment adviser representative, a renewal of registration as an investment adviser representative, and a change of registration as an investment adviser representative; and
(5) an initial fee and annual notice fee for a federal covered investment adviser required to file a notice under AS 45.56.360.
(b) A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as provided by a regulation adopted or order issued under this chapter.
(c) The administrator may establish other fees by regulation as necessary to administer this chapter.
Cite this article: FindLaw.com - Alaska Statutes Title 45. Trade and Commerce § 45.56.410. Fees - last updated April 21, 2021 | https://codes.findlaw.com/ak/title-45-trade-and-commerce/ak-st-sect-45-56-410.html
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